VP, Legal Regulation Identification Lead

The Regulatory Change Identification Lead (“ID Lead”) will serve as the primary responsible party for monitoring Regulatory Changes (“RCs”) issued by regulatory authorities as defined in Financial RM Scope in the RM Procedures.

• Review LRRs identified by third-party horizon scanning vendors, subscription services and manual monitoring of assigned Regulatory Authorities to identify RCs.
• Complete scope questions in Reg Intake in CR&C
• Create and submit a Regulatory Change Identification Record in CR&C-RC.
• Ensure all modifications to the FRI meet the minimum standards for the Regulations Management program.
• Support remediation projects and re-structure projects of the FRI content.

• Familiar with the Hong Kong and Singapore Regulatory environment, regulatory landscape, and regulator’s coverage.
• Subject matter expertise in known and emerging compliance risks, business products and services, and applicable laws, rules, and regulations.
• Ability to read and assess laws, rules and regulations, breaking them down into underlying obligations.
• Knowledge of Central Controls & MCA Program expectations and the Regulations Management end-to-end process including the CR&C system.

• 401k matching
• Health insurance
• Flight privileges

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